United StatesRegulated by GovernmentInternational Regulatory OrganizationEstablished in 2007FINRA was established in 2007 through the merger of the National Association of Securities Dealers (NASD), the most influential securities industry self-regulatory organization in the United States at the time, and the New York Stock Exchange Regulation (NYSERegulation, Inc.). FINRA's primary function is to strengthen investor protection and market integrity through efficient regulation and technical support, and is primarily responsible for the trading practices of the over-the-counter (OTC) markets and the operations of investment banks. As a non-governmental organization, FINRA's existence is also an important step in the development of an effective marketplace that is self-regulating.
| Licensed Entity | License Name | License No. | Effective Date |
|---|---|---|---|
| TJM Investments, LLC | General Financial Services License (GF) | 46300 | -- |
| eToro USA Securities Inc. | General Financial Services License (GF) | 298361 | -- |
| QUANTFURY TRADING USA LLC | Securities Trading License (AGN) | 318437 | 2022-02-04 |
| Galaxy Digital Partners LLC | General Financial Services License (GF) | CRD#: 289605/SEC#: 8-70001 | 2018-04-23 |
| GRAYSCALE SECURITIES, LLC | Securities Trading License (AGN) | CRD#:305907/SEC#:8-70437 | 2018-06-14 |
| EAGLEBROOK ADVISORS, INC | Crypto Asset Investment Advisory License (VASP-IA) | CRD # 304438/SEC#:801-122813 | 2021-12-07 |
| CAMBRIAN ASSET MANAGEMENT, INC | Crypto Asset Investment Advisory License (VASP-IA) | CRD # 291953/SEC#:801-124871 | 2022-05-02 |
| Securitize Markets, LLC | Crypto Asset Investment Advisory License (VASP-IA) | CRD#: 283256/SEC#: 8-69743 | 2016-09-28 |
| Electric Capital Partners, LLC | Crypto Asset Investment Advisory License (VASP-IA) | CRD # 296943/SEC#:801-121925 | 2021-07-29 |
| Blockchain Capital, LLC | Crypto Asset Investment Advisory License (VASP-IA) | CRD # 283610/SEC#:801-120726 | 2021-04-05 |
| COINFUND MANAGEMENT LLC | Crypto Asset Investment Advisory License (VASP-IA) | CRD # 312302/SEC#:801-124872 | 2022-05-03 |
| PARAFI CAPITAL LP | Crypto Asset Investment Advisory License (VASP-IA) | CRD # 294670/SEC#:801-121952 | 2021-07-30 |
| Multicoin Capital Management, LLC | Crypto Asset Investment Advisory License (VASP-IA) | CRD # 297302/SEC#:801-121946 | 2021-07-28 |
